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South Carolina Surety Bonds
Broker Dealer and Investment Adviser Surety Bond 35000


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the South Carolina Broker-Dealer and Investment Adviser $35,000 surety bond image
The South Carolina Broker-Dealer and Investment Adviser $35,000 surety bond starts at $175.00 plus shipping costs and fees. Your final price will appear on the next page. The bond is issued in the amount of 35,000.00. EZ Surety Bonds instantly emails an electronic PDF version of the Broker-Dealer and Investment Adviser $35,000 surety bond, and mails a wet-signature version of the bond the same day. For trackable overnight delivery of the wet-signature version of the Broker-Dealer and Investment Adviser $35,000 bond, select FedEx for an additional fee.

The South Carolina Securities Commissioner requires the Broker-Dealer and Investment Adviser $35,000 bond.

EZ Surety Bonds has simplified the process of purchasing surety bonds. Complete the application at left. Click View Bond at the end of the application. Review your bond online. Purchase your bond safely and securely with Credit Card. Receive an electronic PDF version of the bond via email instantly and a wet-signature version of the bond via US Mail or FedEx. Available Instantly. Call The Warnock Agency, 866-546-4605 with any questions.
South Carolina Broker-Dealer and Investment Adviser $35,000 Bond Frequently Asked Questions:

What is a Broker-Dealer and Investment Adviser $35,000 Bond?
  • The Broker-Dealer and Investment Adviser Surety Bond $35,000 is required when the principal wishes to transact business in the State of South Carolina as a Broker-Dealer or Investment Adviser.

  • The Broker-Dealer and Investment Adviser $35,000 Bond is a binding agreement between the Principal and Obligee (South Carolina Securities Commissioner), backed by the Surety Company.

  • The Principal must abide by the regulations stated by the South Carolina Securities Commissioner, rules stated by Regulation 13-406 and Section 35-1-509 (j), and by the laws of the State of South Carolina.
What is the bond amount and price of the Broker-Dealer and Investment Adviser $35,000 Surety Bond?
  • The bond amount of the Broker-Dealer and Investment Adviser $35,000 Surety Bond is the amount of 35,000.00.

  • The Broker-Dealer and Investment Adviser $35,000 Bond starts at $175.00, plus shipping costs and fees.
How long does the Broker-Dealer and Investment Adviser $35,000 Surety Bond last?
  • The State of South Carolina Broker-Dealer and Investment Adviser $35,000 Surety Bond has a 1 year term, which means the bond will remain in effect until 1 year after the Start or Effective Date (Date Bond Should Start).